medium · Frm Part 2 Liquidity & Treasury Risk

A bank's 'Maximum Net Cumulative Debit' during the day was $12bn. Its opening balance was $4bn and its daylight credit line was $6bn. During the peak, it missed a $3bn payment.

What should the supervisor conclude about the bank's intraday management?

  1. The bank should be penalized for having an LCR below 100% during the 11:00 AM window.
  2. The bank is in compliance because its $3bn missed payment is less than its $4bn opening balance.
  3. The bank's NSFR is likely too high, causing it to hold too much 'Stable Funding' that is illiquid intraday.
  4. The bank failed to maintain sufficient intraday capacity (Shortfall = $12bn - [$4bn + $6bn] = $2bn), leading to the missed obligation.

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