medium · Frm Part 2 Market Risk

A bank's backtesting of its 99% daily VaR over 250 days reveals 6 exceptions.

According to the Basel 'Traffic Light' regime, what is the consequence for the capital multiplier m?

  1. The multiplier m is reduced to 2.5 because the exception count is within one standard deviation of the expected value.
  2. The model enters the Yellow Zone, and the multiplier m rises stepwise from its base of 3.0.
  3. The model remains in the Green Zone, and m remains at 3.0.
  4. The model enters the Red Zone, and the bank must immediately move to the Standardized Approach.

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