easy · FRM Part 2 Market Risk

If a bank records 11 exceptions in a 250-day backtesting window for 99% VaR, what is the regulatory presumption regarding the risk model?

  1. The model is presumed invalid and may be withdrawn.
  2. The model is considered correct but subject to a minor capital add-on.
  3. The multiplier remains at 3.0 until a full audit is completed.
  4. The model's results are attributed to sampling luck (Type I error).

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