hard · Frm Part 2 Market Risk

A desk is using a Gaussian copula to model the joint default of two high-yield issuers. During a market crisis, the realized joint defaults far exceed the model's predictions. The desk head proposes increasing the correlation parameter ρ from 0.3 to 0.7 to fix the model.

What is the structural flaw in this proposal?

  1. The proposal fails because the correlation between high-yield issuers is mean-reverting and will likely fall after the crisis.
  2. Raising the correlation parameter increases the risk of the equity tranche but does not address tail dependence.
  3. The Gaussian copula assumes marginals are normal, which is the primary cause of the joint default underestimation.
  4. Increasing correlation will decrease the probability of joint default, making the model even less conservative.

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