easy · FRM Part 2 Operational Risk

According to institutional best practices, what is the required relationship between KRIs and the Risk and Control Self-Assessment (RCSA)?

  1. KRIs are only necessary once the RCSA shows every risk rated as 'Green'.
  2. A Red KRI breach should trigger immediate deletion of the associated RCSA record.
  3. KRIs should be used to independently validate or challenge the subjective scores provided in the RCSA.
  4. RCSA scores and KRI data should never be compared, since one is qualitative and the other is quantitative.

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