easy · Frm Part 2 Operational Risk

According to institutional best practices, what is the required relationship between KRIs and the Risk and Control Self-Assessment (RCSA)?

  1. KRIs are only necessary if the RCSA results show all risks are 'Green'.
  2. A Red KRI breach should automatically result in the immediate deletion of the associated RCSA.
  3. KRIs should be used to independently validate or challenge the subjective scores provided in the RCSA.
  4. The RCSA and KRIs should never be compared, as one is qualitative and the other is quantitative.

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