medium · Private Credit & Debt portfolio-management-monitoring-workouts

A growth equity investor holds convertible preferred shares with a conversion price of 10.00. A subsequent 'down round' issues new shares at5.00.

Under a 'Weighted Average' anti-dilution provision, how is the new conversion price determined?

  1. It remains at $10.00, but the investor receives a cash payment equal to the difference in value.
  2. It is immediately reset to $5.00, matching the price of the new round exactly.
  3. It is adjusted downward based on both the lower price and the number of new shares issued relative to the existing shares.
  4. It is adjusted upward to $15.00 to compensate for the higher risk of the investment.

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