easy · Certified Financial Planner General Principles
Voss Wealth Management manages $104,000,000 in regulatory assets under management.
According to the Investment Advisers Act registration thresholds, which statement accurately describes the firm's registration status?
- The firm must withdraw from state registration once it exceeds the $90,000,000 floor.
- The firm must register with the state because it has not yet reached $110,000,000.
- The firm may choose to remain state-registered or register with the SEC.
- The firm is required to register with the SEC because it has exceeded $100,000,000.
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