hard · Certified Financial Planner Risk Management

The Varela household has high income and no emergency fund. Mr. Varela asks the planner to recommend an aggressive small-cap growth fund for their excess monthly cash flow.

What is the correct application of the 'Order of Surplus Allocation'?

  1. Invest in a Health Savings Account (HSA) first, then the small-cap fund
  2. Fund a starter emergency reserve before any taxable investing
  3. Prioritize the small-cap fund to take advantage of market volatility
  4. Use the excess cash to pay down low-interest mortgage debt

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