hard · Frm Part 2 Credit Risk

A stress test scenario provides a 'Recession Transition Matrix' where migrations to lower grades are 50% higher than the baseline.

If a bank uses this matrix in a Markovian M^9 (9-quarter) simulation, what is the most significant structural risk in the resulting capital projection?

  1. It fails to capture the 'Cliff Effect' where firms in Stage 2 migrate to Stage 3 default under IFRS 9.
  2. The matrix will become mathematically unstable because the rows may no longer sum to 1.0 after the 50% increase.
  3. It violates the Basel 'Through-the-Cycle' (TTC) mandate for internal ratings.
  4. It assumes the recession-level deterioration persists for the entire 9-quarter period, likely leading to a massive overestimation of capital needs.

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