medium · Frm Part 2 Credit Risk

An analyst is comparing two transition matrices from different economic regimes. Regime X (Expansion) has a 1-year PD of 1% for 'A' rated firms. Regime Y (Recession) has a 1-year PD of 3% for 'A' rated firms. The bank uses a point-in-time (PIT) system.

If the transition matrix is used to build an expected exposure (EE) profile for CVA, how would the 'cliff effect' in a PIT system most likely manifest during a transition from Expansion to Recession?

  1. The ratings would remain stable, but the risk-neutral hazard rates would increase, leaving the transition matrix unchanged.
  2. The 2nd-year cumulative PD would decrease because firms that survived the 1st year of the recession are 'hardened'.
  3. The migration probabilities would decrease as firms become 'stuck' in their current rating due to lack of market liquidity.
  4. A sudden, simultaneous increase in both the probability of migration to lower grades and the PD within those grades.

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