medium · FRM Part 2 Credit Risk

In the context of Central Counterparty (CCP) risk management, what is the primary structural reason why Initial Margin (IM) is not mutualized, whereas Default Fund contributions are?

  1. Initial Margin is designed to cover the specific risk of a member's own portfolio, whereas the Default Fund covers tail losses exceeding a defaulter's collateral.
  2. Initial Margin is collected only from buy-side clients trading via the CCP, while Default Fund contributions are funded solely by clearing members themselves.
  3. The Default Fund is always held strictly in cash, whereas Initial Margin is invariably posted only in illiquid securities, complicating any redistribution.
  4. Regulators simply mandate that Initial Margin always sit with a third-party custodian so that the CCP itself can never access it under any circumstances whatsoever.

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