medium · FRM Part 2 Credit Risk

An investor holds a First-Passage Default swap on a basket of three names. The investor's credit officer argues that the swap is 'long volatility.'

Which of the following best clarifies this statement in the context of the Merton model?

  1. The swap is actually 'short volatility', since volatility clustering across the three underlying names erodes the basket's diversification benefits.
  2. Higher asset volatility raises the risk-neutral hazard rate for each name, which in turn reduces the present value of the swap's fixed premium leg over its life.
  3. Higher asset volatility increases the probability that the diffusion process reaches the default barrier, raising the expected payout for the protection buyer.
  4. Volatility in credit markets is almost always accompanied by widening spreads, and it is specifically these wider spreads that raise the cost of the premiums paid.

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