hard · FRM Part 2 Credit Risk

A bank securitizes $2 billion of corporate loans into three tranches: Equity (0-5%), Mezzanine (5-12%), and Senior (12-100%).

Which tranche is considered 'Long Correlation' and why?

  1. The Senior tranche; it benefits when defaults are highly correlated because it is structurally protected against everything except idiosyncratic, firm-specific risk.
  2. The Mezzanine tranche; its value is largely insensitive to correlation since it mainly depends on the underlying pool's overall average default rate, denoted lambda.
  3. All tranches are equally short correlation, because the total expected loss generated by the underlying pool of corporate loans is independent of the correlation structure among names.
  4. The Equity tranche; it benefits when defaults cluster (high correlation) because the first few defaults wipe out the tranche regardless of whether they are correlated or not.

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