medium · Frm Part 2 Current Issues

When using LIME (Local Interpretable Model-agnostic Explanations) to explain a specific rejection by a deep-learning underwriting engine, a validator notes that the local linear surrogate model has a low R^2 in the neighborhood of the instance.

What is the primary risk associated with this finding?

  1. The model will be unable to produce any SHAP values for that instance due to the lack of local convergence.
  2. The bank is in violation of the Basel III Pillar 1 requirements for model-agnostic explainability.
  3. The local explanation is 'unfaithful' to the complex model and may provide misleading reason codes to the applicant.
  4. The underlying deep-learning model has likely overfitted the training data and should be retrained with more regularization.

Sign up free to see the explanation and track your rank →

More Frm Part 2 Current Issues practice

KomFi Academy — Stop doomscrolling. Get KomFi.

Build your intelligence, anytime, anywhere.

KomFi Academy is a curated training platform with 48,000+ practice questions, 20,000+ flashcards, on-demand video lectures, podcasts, and 4K slide decks across the topics serious professionals study: GMAT, LSAT, MCAT, Investment Banking, Private Equity (LBOs & PE math), Private Credit, Quantitative Finance, Financial Accounting, Asset- Backed Securities, Volume Profile Analysis, Order Flow Trading, Market Microstructure, Volume Spread Analysis, Elliott Wave Theory, Volume-Price Analysis, and Public Offering Frameworks.

What's inside

Topics

View pricing · Read testimonials